<<< Table of Contents >>>


4
The Act of Expression

EVERY experience, of slight or tremendous import, begins with an impulsion, rather as an impulsion. I say "impulsion" rather than "impulse." An impulse is specialized and particular; it is, even when instinctive, simply a part of the mechanism involved in a more complete adaptation with the environment. "Impulsion" designates a movement outward and forward of the whole organism to which special impulses are auxiliary. It is the craving of the living creature for food as distinct from the reactions of tongue and lips that are involved in swallowing; the turning toward light of the body as a whole, like the heliotropism of plants, as distinct from the following of a particular light by the eyes.

Because it is the movement of the organism in its entirety, impulsion is the initial stage of any complete experience. Observation of children discovers many specialized reactions. But they are not, therefore, inceptive of complete experiences. They enter into the latter only as they are woven as strands into an activity that calls the whole self into play. Overlooking these generalized activities and paying attention only to the differentiations, the divisions of labor, which render them more efficient, are pretty much the source and cause of all further errors in the interpretation of experience.

Impulsions are the beginnings of complete experience because they proceed from need; from a hunger and demand that belongs to the organism as a whole and that can be supplied only by instituting definite relations (active relations, interactions) with the environment. The epidermis is only in the most superficial way an indication of where an organism ends and its environment begins. There are things inside the body that are foreign to it, and there are things outside of it that belong to it de jure, if not de facto; that must, that is, be taken possession of if life is to continue. On the lower scale, air and food materials are such things; on the higher, tools, whether the pen of the writer or the anvil of the blacksmith, utensils and furnishings, property, friends and institutions — all the supports and sustenances without which a civilized life cannot be. The need that is manifest in the urgent impulsions that demand completion through what the environment — and it alone — can supply, is a dynamic acknowledgment of this dependence of the self for wholeness upon its surroundings.

It is the fate of a living creature, however, that it cannot secure what belongs to it without an adventure in a world that as a whole it does not own and to which it has no native title. Whenever the organic impulse exceeds the limit of the body, it finds itself in a strange world and commits in some measure the fortune of the self to external circumstance. It cannot pick just what it wants and automatically leave the indifferent and adverse out of account. If, and as far as, the organism continues to develop, it is helped on as a favoring wind helps the runner. But the impulsion also meets many things on its outbound course that deflect and oppose it. In the process of converting these obstacles and neutral conditions into favoring agencies, the live creature becomes aware of the intent implicit in its impulsion. The self, whether it succeed or fail, does not merely restore itself to its former state. Blind surge has been changed into a purpose; instinctive tendencies are transformed into contrived undertakings. The attitudes of the self are informed with meaning.

An environment that was always and everywhere congenial to the straightaway execution of our impulsions would set a term to growth as surely as one always hostile would irritate and destroy. Impulsion forever boosted on its forward way would run its course thoughtless, and dead to emotion. For it would not have to give an account of itself in terms of the things it encounters, and hence they would not become significant objects. The only way it can become aware of its nature and its goal is by obstacles surmounted and means employed; means which are only means from the very beginning are too much one with an impulsion, on a way smoothed and oiled in advance, to permit of consciousness of them. Nor without resistance from surroundings would the self become aware of itself; it would have neither feeling nor interest, neither fear nor hope, neither disappointment nor elation. Mere opposition that completely thwarts, creates irritation and rage. But resistance that calls out thought generates curiosity and solicitous care, and, when it is overcome and utilized, eventuates in elation.

That which merely discourages a child and one who lacks a matured background of relevant experiences is an incitement to intelligence to plan and convert emotion into interest, on the part of those who have previously had experiences of situations sufficiently akin to be drawn upon. Impulsion from need starts an experience that does not know where it is going; resistance and check bring about the conversion of direct forward action into reflection; what is turned back upon is the relation of hindering conditions to what the self possesses as working capital in virtue of prior experiences. As the energies thus involved re-enforce the original impulsion, this operates more circumspectly with insight into end and method. Such is the outline of every experience that is clothed with meaning.

That tension calls out energy and that total lack of opposition does not favor normal development are familiar facts. In a general way, we all recognize that a balance between furthering and retarding conditions is the desirable state of affairs — provided that the adverse conditions bear intrinsic relation to what they obstruct instead of being arbitrary and extraneous. Yet what is evoked is not just quantitative, or just more energy, but is qualitative, a transformation of energy into thoughtful action, through assimilation of meanings from the background of past experiences. The junction of the new and old is not a mere composition of forces, but is a re-creation in which the present impulsion gets form and solidity while the old, the "stored," material is literally revived, given new life and soul through having to meet a new situation.




It is this double change which converts an activity into an act of expression. Things in the environment that would otherwise be mere smooth channels or else blind obstructions become means, media. At the same time, things retained from past experience that would grow stale from routine or inert from lack of use, become coefficients in new adventures and put on a raiment of fresh meaning. Here are all the elements needed to define expression. The definition will gain force if the traits mentioned are made explicit by contrast with alternative situations. Not all out-going activity is of the nature of expression. At one extreme, there are storms of passion that break through barriers and that sweep away whatever intervenes between a person and something he would destroy. There is activity, but not, from the standpoint of the one acting, expression. An onlooker may say "What a magnificent expression of rage!" But the enraged being is only raging, quite a different matter from expressing rage. Or, again, some spectator may say "How that man is expressing his own dominant character in what he is doing or saying." But the last thing the man in question is thinking of is to express his character; he is only giving way to a fit of passion. Again the cry or smile of an infant may be expressive to mother or nurse and yet not be an act of expression of the baby. To the onlooker it is an expression because it tells something about the state of the child. But the child is only engaged in doing something directly, no more expressive from his standpoint than is breathing or sneezing — activities that are also expressive to the observer of the infant's condition.

Generalization of such instances will protect us from the error — which has unfortunately invaded esthetic theory — of supposing that the mere giving way to an impulsion, native or habitual, constitutes expression. Such an act is expressive not in itself but only in reflective interpretation on the part of some observer — as the nurse may interpret a sneeze as the sign of an impending cold. As far as the act itself is concerned, it is, if purely impulsive, just a boiling over. While there is no expression, unless there is urge from within outwards, the welling up must be clarified and ordered by taking into itself the values of prior experiences before it can be an act of expression. And these values are not called into play save through objects of the environment that offer resistance to the direct discharge of emotion and impulse. Emotional discharge is a necessary but not a sufficient condition of expression.

There is no expression without excitement, without turmoil. Yet an inner agitation that is discharged at once in a laugh or cry, passes away with its utterance. To discharge is to get rid of, to dismiss; to express is to stay by, to carry forward in development, to work out to completion. A gush of tears may bring relief, a spasm of destruction may give outlet to inward rage. But where there is no administration of objective conditions, no shaping of materials in the interest of embodying the excitement, there is no expression. What is sometimes called an act of self-expression might better be termed one of self-exposure; it discloses character — or lack of character — to others. In itself, it is only a spewing forth.

The transition from an act that is expressive from the standpoint of an outside observer to one intrinsically expressive is readily illustrated by a simple case. At first a baby weeps, just as it turns its head to follow light; there is an inner urge but nothing to express. As the infant matures, he learns that particular acts effect different consequences, that, for example, he gets attention if he cries, and that smiling induces another definite response from those about him. He thus begins to be aware of the meaning of what he does. As he grasps the meaning of an act at first performed from sheer internal pressure, he becomes capable of acts of true expression. The transformation of sounds, babblings, lalling, and so forth, into language is a perfect illustration of the way in which acts of expression are brought into existence and also of the difference between them and mere acts of discharge.

There is suggested, if not exactly exemplified, in such cases the connection of expression with art. The child who has learned the effect his once spontaneous act has upon those around him performs "on purpose" an act that was blind. He begins to manage and order his activities in reference to their consequences. The consequences undergone because of doing are incorporated as the meaning of subsequent doings because the relation between doing and undergoing is perceived. The child may now cry for a purpose, because he wants attention or relief. He may begin to bestrow his smiles as inducements or as favors. There is now art in incipiency. An activity that was "natural" — spontaneous and unintended — is transformed because it is undertaken as a means to a consciously entertained consequence. Such transformation marks every deed of art. The result of the transformation may be artful rather than esthetic. The fawning smile and conventional smirk of greeting are artifices. But the genuinely gracious act of welcome contains also a change of an attitude that was once a blind and "natural" manifestation of impulsion into an act of art, something performed in view of its place or relation in the processes of intimate human intercourse.

The difference between the artificial, the artful, and the artistic lies on the surface. In the former there is a split between what is overtly done and what is intended. The appearance is one of cordiality; the intent is that of gaining favor. Wherever this split between what is done and its purpose exists, there is insincerity, a trick, a simulation of an act that intrinsically has another effect. When the natural and the cultivated blend in one, acts of social intercourse are works of art. The animating impulsion of genial friendship and the deed performed completely coincide without intrusion of ulterior purpose. Awkwardness may prevent adequacy of expression. But the skillful counterfeit, however skilled, goes through the form of expression; it does not have the form of friendship and abide in it. The substance of friendship is untouched.

An act of discharge or mere exhibition lacks a medium. Instinctive crying and smiling no more require a medium than do sneezing and winking. They occur through some channel, but the means of outlet are not used as immanent means of an end. The act that expresses welcome uses the smile, the outreached hand, the lighting up of the face as media, not consciously but because they have become organic means of communicating delight upon meeting a valued friend. Acts that were primitively spontaneous are converted into means that make human intercourse more rich and gracious — just as a painter converts pigment into means of expressing an imaginative experience. Dance and sport are activities in which acts once performed spontaneously in separation are assembled and converted from raw, crude material into works of expressive art. Only where material is employed as media is there expression and art. Savage taboos that look to the outsider like mere prohibitions and inhibitions externally imposed may be to those who experience them media of expressing social status, dignity, and honor. Everything depends upon the way in which material is used when it operates as medium.

The connection between a medium and the act of expression is intrinsic. An act of expression always employs natural material, though it may be natural in the sense of habitual as well as in that of primitive or native. It becomes a medium when it is employed in view of its place and role, in its relations, an inclusive situation — as tones become music when ordered in a melody. The same tones might be uttered in connection with an attitude of joy, surprise, or sadness, and be natural outlets of particular feelings. They are expressive of one of these emotions when other tones are the medium in which one of them occurs.

Etymologically, an act of expression is a squeezing out, a pressing forth. Juice is expressed when grapes are crushed in the wine press; to use a more prosaic comparison, lard and oil are rendered when certain fats are subjected to heat and pressure. Nothing is pressed forth except from original raw or natural material. But it is equally true that the mere issuing forth or discharge of raw material is not expression. Through interaction with something external to it, the wine press, or the treading foot of man, juice results. Skin and seeds are separated and retained; only when the apparatus is defective are they discharged. Even in the most mechanical modes of expression there is interaction and a consequent transformation of the primitive material which stands as raw material for a product of art, in relation to what is actually pressed out. It takes the wine press as well as grapes to ex-press juice, and it takes environing and resisting objects as well as internal emotion and impulsion to constitute an expression of emotion.

Speaking of the production of poetry, Samuel Alexander remarked that "the artist's work proceeds not from a finished imaginative experience to which the work of art corresponds, but from passionate excitement about the subject matter. . . . The poet's poem is wrung from him by the subject which excites him." The passage is a text upon which we may hang four comments. One of these comments may pass for the present as a reinforcement of a point made in previous chapters. The real work of art is the building up of an integral experience out of the interaction of organic and environmental conditions and energies. Nearer to our present theme is the second point: The thing expressed is wrung from the producer by the pressure exercised by objective things upon the natural impulses and tendencies — so far is expression from being the direct and immaculate issue of the latter. The third point follows. The act of expression that constitutes a work of art is a construction in time, not an instantaneous emission. And this statement signifies a great deal more than that it takes time for the painter to transfer his imaginative conception to canvass and for the sculptor to complete his chipping of marble. It means that the expression of the self in and through a medium, constituting the work of art, is itself a prolonged interaction of something issuing from the self with objective conditions, a process in which both of them acquire a form and order they did not at first possess. Even the Almighty took seven days to create the heaven and the earth, and, if the record were complete, we should also learn that it was only at the end of that period that he was aware of just what He set out to do with the raw material of chaos that confronted Him. Only an emasculated subjective metaphysics has transformed the eloquent myth of Genesis into the conception of a Creator creating without any unformed matter to work upon.

The final comment is that when excitement about subject matter goes deep, it stirs up a store of attitudes and meanings derived from prior experience. As they are aroused into activity they become conscious thoughts and emotions, emotionalized images. To be set on fire by a thought or scene is to be inspired. What is kindled must either burn itself out, turning to ashes, or must press itself out in material that changes the latter from crude metal into a refined product. Many a person is unhappy, tortured within, because he has at command no art of expressive action. What under happier conditions might be used to convert objective material into material of an intense and clear experience, seethes within in unruly turmoil which finally dies down after, perhaps, a painful inner disruption.

Materials undergoing combustion because of intimate contacts and mutually exercised resistances constitute inspiration. On the side of the self, elements that issue from prior experience are stirred into action in fresh desires, impulsions and images. These proceed from the subconscious, not cold or in shapes that are identified with particulars of the past, not in chunks and lumps, but fused in the fire of internal commotion. They do not seem to come from the self, because they issue from a self not consciously known. Hence, by a just myth, the inspiration is attributed to a god, or to the muse. The inspiration, however, is initial. In itself, at the outset, it is still inchoate. Inflamed inner material must find objective fuel upon which to feed. Through the interaction of the fuel with material already afire the refined and formed product comes into existence. The act of expression is not something which supervenes upon an inspiration already complete. It is the carrying forward to completion of an inspiration by means of the objective material of perception and imagery.*

An impulsion cannot lead to expression save when it is thrown into commotion, turmoil. Unless there is com-pression nothing is ex-pressed. The turmoil marks the place where inner impulse and contact with environment, in fact or in idea, meet and create a ferment. The war dance and the harvest dance of the savage do not issue from within except there be an impending hostile raid or crops that are to be gathered. To generate the indispensable excitement there must be something at stake, something momentous and uncertain — like the outcome of a battle or the prospects of a harvest. A sure thing does not arouse us emotionally. Hence it is not mere excitement that is expressed but excitement-about-something; hence, also, it is that even mere excitement, short of complete panic, will utilize channels of action that have been worn by prior activities that dealt with objects. Thus, like the movements of an actor who goes through his part automatically, it simulates expression. Even an undefined uneasiness seeks outlet in song or pantomime, striving to become articulate.

Erroneous views of the nature of the act of expression almost all have their source in the notion that an emotion is complete in itself within, only when uttered having impact upon external material. But, in fact, an emotion is to or from or about something objective, whether in fact or in idea. An emotion is implicated in a situation, the issue of which is in suspense and in which the self that is moved in the emotion is vitally concerned. Situations are depressing, threatening, intolerable, triumphant. Joy in the victory won by a group with which a person is identified is not something internally complete, nor is sorrow upon the death of a friend anything that can be understood save as an interpenetration of self with objective conditions.

This latter fact is especially important in connection with the individualization of works of art. The notion that expression is a direct emission of an emotion complete in itself entails logically that individualization is specious and external. For, according to it, fear is fear, elation is elation, love is love, each being generic, and internally differentiated only by differences of intensity. Were this idea correct, works of art would necessarily fall within certain types. This view has infected criticism but not so as to assist understanding of concrete works of art. Save nominally, there is no such thing as the emotion of fear, hate, love. The unique, unduplicated character of experienced events and situations impregnates the emotion that is evoked. Were it the function of speech to reproduce that to which it refers, we could never speak of fear, but only of fear-of-this-particular-oncoming-automobile, with all its specifications of time and place, or fear-under-specified-circumstances-of-drawing-a-wrong-conclusion from just-such-and-such-data. A lifetime would be too short to reproduce in words a single emotion. In reality, however, poet and novelist have an immense advantage over even an expert psychologist in dealing with an emotion. For the former build up a concrete situation and permit it to evoke emotional response. Instead of a description of an emotion in intellectual and symbolic terms, the artist "does the deed that breeds" the emotion.

That art is selective is a fact universally recognized. It is so because of the role of emotion in the act of expression. Any predominant mood automatically excludes all that is uncongenial with it. An emotion is more effective than any deliberate challenging sentinel could be. It reaches out tentacles for that which is cognate, for things which feed it and carry it to completion. Only when emotion dies or is broken to dispersed fragments, can material to which it is alien enter consciousness. The selective operation of materials so powerfully exercised by a developing emotion in a series of continued acts extracts matter from a multitude of objects, numerically and spatially separated, and condenses what is abstracted in an object that is an epitome of the values belonging to them all. This function creates the "universality" of a work of art.

If one examines the reason why certain works of art offend us, one is likely to find that the cause is that there is no personally felt emotion guiding the selecting and assembling of the materials presented. We derive the impression that the artist, say the author of a novel, is trying to regulate by conscious intent the nature of the emotion aroused. We are irritated by a feeling that he is manipulating materials to secure an effect decided upon in advance. The facets of the work, the variety so indispensable to it, are held together by some external force. The movement of the parts and the conclusion disclose no logical necessity. The author, not the subject matter, is the arbiter.

In reading a novel, even one written by an expert craftsman, one may get a feeling early in the story that hero or heroine is doomed, doomed not by anything inherent in situations and character but by the intent of the author who makes the character a puppet to set forth his own cherished idea. The painful feeling that results is resented not because it is painful but because it is foisted upon us by something that we feel comes from outside the movement of the subject matter. A work may be much more tragic and yet leave us with an emotion of fulfillment instead of irritation. We are reconciled to the conclusion because we feel it is inherent in the movement of the subject matter portrayed. The incident is tragic but the world in which such fateful things happen is not an arbitrary and imposed world. The emotion of the author and that aroused in us are occasioned by scenes in that world and they blend with subject matter. It is for similar reasons that we are repelled by the intrusion of a moral design in literature while we esthetically accept any amount of moral content if it is held together by a sincere emotion that controls the material. A white flame of pity or indignation may find material that feeds it and it may fuse everything assembled into a vital whole.

Just because emotion is essential to that act of expression which produces a work of art, it is easy for inaccurate analysis to misconceive its mode of operation and conclude that the work of art has emotion for its significant content. One may cry out with joy or even weep upon seeing a friend from whom one has been long separated. The outcome is not an expressive object — save to the onlooker. But if the emotion leads one to gather material that is affiliated to the mood which is aroused, a poem may result. In the direct outburst, an objective situation is the stimulus, the cause, of the emotion. In the poem, objective material becomes the content and matter of the emotion, not just its evocative occasion.

In the development of an expressive act, the emotion operates like a magnet drawing to itself appropriate material: appropriate because it has an experienced emotional affinity for the state of mind already moving. Selection and organization of material are at once a function and a test of the quality of the emotion experienced. In seeing a drama, beholding a picture, or reading a novel, we may feel that the parts do not hang together. Either the maker had no experience that was emotionally toned, or, although having at the outset a felt emotion, it was not sustained, and a succession of unrelated emotions dictated the work. In the latter case, attention wavered and shifted, and an assemblage of incongruous parts ensued. The sensitive observer or reader is aware of junctions and seams, of holes arbitrarily filled in. Yes, emotion must operate. But it works to effect continuity of movement, singleness of effect amid variety. It is selective of material and directive of its order and arrangement. But it is not what is expressed. Without emotion, there may be craftsmanship, but not art; it may be present and be intense, but if it is directly manifested the result is also not art.

There are other works that are overloaded with emotion. On the theory that manifestation of an emotion is its expression, there could be no overloading; the more intense the emotion, the more effective the "expression." In fact, a person overwhelmed by an emotion is thereby incapacitated for expressing it. There is at least that element of truth in Wordsworth's formula of "emotion recollected in tranquillity." There is, when one is mastered by an emotion, too much undergoing (in the language by which having an experience has been described) and too little active response to permit a balanced relationship to be struck. There is too much "nature" to allow of the development of art. Many of the paintings of Van Gogh, for example, have an intensity that arouses an answering chord. But with the intensity, there is an explosiveness due to absence of assertion of control. In extreme cases of emotion, it works to disorder instead of ordering material. Insufficient emotion shows itself in a coldly "correct" product. Excessive emotion obstructs the necessary elaboration and definition of parts.

The determination of the mot juste, of the right incident in the right place, of exquisiteness of proportion, of the precise tone, hue, and shade that helps unify the whole while it defines a part, is accomplished by emotion. Not every emotion, however, can do this work, but only one informed by material that is grasped and gathered. Emotion is informed and carried forward when it is spent indirectly in search for material and in giving it order, not when it is directly expended.




Works of art often present to us an air of spontaneity, a lyric quality, as if they were the unpremeditated song of a bird. But man, whether fortunately or unfortunately, is not a bird. His most spontaneous outbursts, if expressive, are not overflows of momentary internal pressures. The spontaneous in art is complete absorption in subject matter that is fresh, the freshness of which holds and sustains emotion. Staleness of matter and obtrusion of calculation are the two enemies of spontaneity of expression. Reflection, even long and arduous reflection, may have been concerned in the generation of material. But an expression will, nevertheless, manifest spontaneity if that matter has been vitally taken up into a present experience. The inevitable self-movement of a poem or drama is compatible with any amount of prior labor provided the results of that labor emerge in complete fusion with an emotion that is fresh. Keats speaks poetically of the way in which artistic expression is reached when he tells of the "innumerable compositions and decompositions which take place between the intellect and its thousand materials before it arrives at that trembling, delicate and snail-horn perception of beauty."

Each of us assimilates into himself something of the values and meanings contained in past experiences. But we do so in differing degrees and at differing levels of selfhood. Some things sink deep, others stay on the surface and are easily displaced. The old poets traditionally invoked the muse of Memory as something wholly outside themselves — outside their present conscious selves. The invocation is a tribute to the power of what is most deep-lying and therefore the furthest below consciousness, in determination of the present self and of what it has to say. It is not true that we "forget" or drop into unconsciousness only alien and disagreeable things. It is even more true that the things which we have most completely made a part of ourselves, that we have assimilated to compose our personality and not merely retained as incidents, cease to have a separate conscious existence. Some occasion, be it what it may, stirs the personality that has been thus formed. Then comes the need for expression. What is expressed will be neither the past events that have exercised their shaping influence nor yet the literal existing occasion. It will be, in the degree of its spontaneity, an intimate union of the features of present existence with the values that past experience have incorporated in personality. Immediacy and individuality, the traits that mark concrete existence, come from the present occasion; meaning, substance, content, from what is embedded in the self from the past.

I do not think that the dancing and singing of even little children can be explained wholly on the basis of unlearned and unformed responses to then existing objective occasions. Clearly there must be something in the present to evoke happiness. But the act is expressive only as there is in it a unison of something stored from past experience, something therefore generalized, with present conditions. In the case of the expressions of happy children the marriage of past values and present incidents takes place easily; there are few obstructions to be overcome, few wounds to heal, few conflicts to resolve. With maturer persons, the reverse is the case. Accordingly the achievement of complete unison is rare; but when it occurs it is so on a deeper level and with a fuller content of meaning. And then, even though after long incubation and after precedent pangs of labor, the final expression may issue with the spontaneity of the cadenced speech or rhythmic movement of happy childhood.

In one of his letters to his brother Van Gogh says that "emotions are sometimes so strong that one works without knowing that one works, and the strokes come with a sequence and coherence like that of words in a speech or letter." Such fullness of emotion and spontaneity of utterance come, however, only to those who have steeped themselves in experiences of objective situations; to those who have long been absorbed in observation of related material and whose imaginations have long been occupied with reconstructing what they see and hear. Otherwise the state is more like one of frenzy in which the sense of orderly production is subjective and hallucinatory. Even the volcano's outburst presupposes a long period of prior compression, and, if the eruption sends forth molten lava and not merely separate rocks and ashes, it implies a transformation of original raw materials. "Spontaneity" is the result of long periods of activity, or else it is so empty as not to be an act of expression.

What William James wrote about religious experience might well have been written about the antecedents of acts of expression. "A man's conscious wit and will are aiming at something only dimly and inaccurately imagined. Yet all the while the forces of mere organic ripening within him are going on to their own perfigured result, and his conscious strainings are letting loose subconscious allies behind the scenes which in their way work toward rearrangement, and the rearrangement toward which all these deeper forces tend is pretty surely definite, and definitely different from what he consciously conceives and determines. It may consequently be actually interfered with (jammed as it were) by his voluntary efforts slanting toward the true direction." Hence, as he adds, "When the new center of energy has been subconsciously incubated so long as to be just ready to burst into flower, "hands off" is the only word for us; it must burst forth unaided."

It would be difficult to find or give a better description of the nature of spontaneous expression. Pressure precedes the gushing forth of juice from the wine press. New ideas come leisurely yet promptly to consciousness only when work has previously been done in forming the right doors by which they may gain entrance. Subconscious maturation precedes creative production in every line of human endeavor. The direct effort of "wit and will" of itself never gave birth to anything that is not mechanical; their function is necessary, but it is to let loose allies that exist outside their scope. At different times we brood over different things; we entertain purposes that, as far as consciousness is concerned, are independent, being each appropriate to its own occasion; we perform different acts, each with its own particular result. Yet as they all proceed from one living creature they are somehow bound together below the level of intention. They work together, and finally something is born almost in spite of conscious personality, and certainly not because of its deliberate will. When patience has done its perfect work, the man is taken possession of by the appropriate muse and speaks and sings as some god dictates.

Persons who are conventionally set off from artists, "thinkers," scientists, do not operate by conscious wit and will to anything like the extent popularly supposed. They, too, press forward toward some end dimly and imprecisely prefigured, groping their way as they are lured on by the identity of an aura in which their observations and reflections swim. Only the psychology that has separated things which in reality belong together holds that scientists and philosophers think while poets and painters follow their feelings. In both, and to the same extent in the degree in which they are of comparable rank, there is emotionalized thinking, and there are feelings whose substance consists of appreciated meanings or ideas. As I have already said, the only significant distinction concerns the kind of material to which emotionalized imagination adheres. Those who are called artists have for their subject-matter the qualities of things of direct experience; "intellectual" inquirers deal with these qualities at one remove, through the medium of symbols that stand for qualities but are not significant in their immediate presence. The ultimate difference is enormous as far as the technique of thought and emotion are concerned. But there is no difference as far as dependence on emotionalized ideas and subconscious maturing are concerned. Thinking directly in terms of colors, tones, images, is a different operaion technically from thinking in words. But only superstition will hold that, because the meaning of paintings and symphonies cannot be translated into words, or that of poetry into prose, therefore thought is monopolized by the latter. If all meanings could be adequately expressed by words, the arts of painting and music would not exist. There are values and meanings that can be expressed only by immediately visible and audible qualities, and to ask what they mean in the sense of something that can be put into words is to deny their distinctive existence.

Different persons differ in the relative amount of participation of conscious wit and will which go into their acts of expression. Edgar Allan Poe left an account of the process of expression as it is engaged in by those of the more deliberate cast of mind. He is telling about what went on when he wrote "The Raven," and says: "The public is rarely permitted to take a peep behind the scenes at the vacillating crudities, of the true purpose seized at the last moment, at the wheels and pinions, the tackle for scene shifting, the step ladders and demon traps, the red paint and black patches, which, in ninety-nine cases out of a hundred, constitute the properties of the literary histrio."

It is not necessary to take the numerical ration stated by Poe too seriously. But the substance of what he says is a picturesque presentation of a sober fact. The primitive and raw material of experience needs to be reworked in order to secure artistic expression. Oftentimes, this need is greater in cases of "inspiration" than in other cases. In this process the emotion called out by the original material is modified as it comes to be attached to the new material. This fact gives us the clue to the nature of esthetic emotion.

With respect to the physical materials that enter into the formation of a work of art, every one knows that they must undergo change. Marble must be chipped; pigments must be laid on canvas; words must be put together. It is not so generally recognized that a similar transformation takes place on the side of "inner" materials, images, observations, memories and emotions. They are progressively re-formed; they, too, must be administered. This modification is the building up of a truly expressive act. The impulsion that seethes as a commotion demanding utterance must undergo as much and as careful management in order to receive eloquent manifestation as marble or pigment, as colors and sounds. Nor are there in fact two operations, one performed upon the outer material and the other upon the inner and mental stuff.

The work is artistic in the degree in which the two functions of transformation are effected by a single operation. As the painter places pigment upon the canvas, or imagines it placed there, his ideas and feeling are also ordered. As the writer composes in his medium of words what he wants to say, his idea takes on for himself perceptible form.

The sculptor conceives his statue, not just in mental terms but in those of clay, marble or bronze. Whether a musician, painter, or architect works out his original emotional idea in terms of auditory or visual imagery or in the actual medium as he works is of relatively minor importance. For the imagery is of the objective medium undergoing development. The physical media may be ordered in imagination or in concrete material. In any case, the physical process develops imagination, while imagination is conceived in terms of concrete material. Only by progressive organization of "inner" and "outer" material in organic connection with each other can anything be produced that is not a learned document or an illustration of something familiar.

Suddenness of emergence belongs to appearance of material above the threshold of consciousness, not to the process of its generation. Could we trace any such manifestation to its roots and follow it through its history, we should find at the beginning an emotion comparatively gross and undefined. We should find that it assumed definite shape only as it worked itself through a series of changes in imagined material. What most of us lack in order to be artists is not the inceptive emotion, nor yet merely technical skill in execution. It is capacity to work a vague idea and emotion over into terms of some definite medium. Were expression but a kind of decalcomania, or a conjuring of a rabbit out of the place where it lies hid, artistic expression would be a comparatively simple matter. But between conception and bringing to birth there lies a long period of gestation. During this period the inner material of emotion and idea is as much transformed through acting and being acted upon by objective material as the latter undergoes modification when it becomes a medium of expression.

It is precisely this transformation that changes the character of the original emotion, altering its quality so that it becomes distinctively esthetic in nature. In formal definition, emotion is esthetic when it adheres to an object formed by an expressive act, in the sense in which the act of expression has been defined.

In its beginning an emotion flies straight to its object. Love tends to cherish the loved object as hate tends to destroy the thing hated. Either emotion may be turned aside from its direct end. The emotion of love may seek and find material that is other than the directly loved one, but that is congenial and cognate through the emotion that draws things into affinity. This other material may be anything as long as it feeds the emotion. Consult the poets, and we find that love finds its expression in rushing torrents, still pools, in the suspense that awaits a storm, a bird poised in flight, a remote star or the fickle moon. Nor is this material metaphorical in character, if by "metaphor" is understood the result of any act of conscious comparison. Deliberate metaphor in poetry is the recourse of mind when emotion does not saturate material. Verbal expression may take the form of metaphor, but behind the words lies an act of emotional identification, not an intellectual comparison.

In all such cases, some object emotionally akin to the direct object of emotion takes the place of the latter. It acts in place of a direct caress, of hesitating approach, of trying to carry by storm. There is truth in Hulme's statement that "beauty is the marking time, the stationary vibration, the feigned ecstasy, of an arrested impulse unable to reach its natural end."* If there is anything wrong with the statement, it is the veiled intimation that the impulsion ought to have reached "its natural end." If the emotion of love between the sexes had not been celebrated by means of diversion into material emotionally cognate but practically irrelevant to its direct object and end, there is every reason to suppose it would still remain on the animal plane. The impulse arrested in its direct movement toward its physiologically normal end is not, in the case of poetry, arrested in an absolute sense. It is turned into indirect channels where it finds other material than that which is "naturally" appropriate to it, and as it fuses with this material it takes on new color and has new consequences. This is what happens when any natural impulse is idealized or spiritualized. That which elevates the embrace of lovers above the animal plane is just the fact that when it occurs it has taken into itself, as its own meaning, the consequences of these indirect excursions that are imagination in action.

Expression is the clarification of turbid emotion; our appetites know themselves when they are reflected in the mirror of art, and as they know themselves they are transfigured. Emotion that is distinctively esthetic then occurs. It is not a form of sentiment that exists independently from the outset. It is an emotion induced by material that is expressive, and because it is evoked by and attached to this material it consists of natural emotions that have been transformed. Natural objects, landscapes, for example, induce it. But they do so only because when they are matter of an experience they, too, have undergone a change similar to that which the painter or poet effects in converting the immediate scene into the matter of an act that expresses the value of what is seen.

An irritated person is moved to do something. He cannot suppress his irritation by any direct act of will; at most he can only drive it by this attempt into a subterranean channel where it will work the more insidiously and destructively. He must act to get rid of it. But he can act in different ways, one direct, the other indirect, in manifestations of his state. He cannot suppress it any more than he can destroy the action of electricity by a fiat of will. But he can harness one or the other to the accomplishment of new ends that will do away with the destructive force of the natural agency. The irritable person does not have to take it out on neighbors or members of his family to get relief. He may remember that a certain amount of regulated physical activity is good medicine. He sets to work tidying his room, straightening pictures that are askew, sorting papers, clearing out drawers, putting things in order generally. He uses his emotion, switching it into indirect channels prepared by prior occupations and interests. But since there is something in the utilization of these channels that is emotionally akin to the means by which his irritation would find direct discharge, as he puts objects in order his emotion is ordered.

This transformation is of the very essence of the change that takes place in any and every natural or original emotional impulsion when it takes the indirect road of expression instead of the direct road of discharge. Irritation may be let go like an arrow directed at a target and produce some change in the outer world. But having an outer effect is something very different from ordered use of objective conditions in order to give objective fulfillment to the emotion. The latter alone is expression and the emotion that attaches itself to, or is interpenetrated by, the resulting object is esthetic. If the person in question puts his room to rights as a matter of routine he is anesthetic. But if his original emotion of impatient irritation has been ordered and tranquillized by what he has done, the orderly room reflects back to him the change that has taken place in himself. He feels not that he has accomplished a needed chore but has done something emotionally fulfilling. His emotion as thus "objectified" is esthetic.




Esthetic emotion is thus something distinctive and yet not cut off by a chasm from other and natural emotional experiences, as some theorists in contending for its existence have made it to be. One familiar with recent literature on esthetics will be aware of a tendency to go to one extreme or the other. On one hand, it is assumed that there is in existence, at least in some gifted persons, an emotion that is aboriginally esthetic, and that artistic production and appreciation are the manifestations of this emotion. Such a conception is the inevitable logical counterpart of all attitudes that make art something esoteric and that relegate fine art to a realm separated by a gulf from everyday experiences. On the other hand, a reaction wholesome in intent against this view goes to the extreme of holding that there is no such thing as distinctively esthetic emotion. The emotion of affection that operates not through an overt act of caress but by searching out the observation or image of a soaring bird, the emotion of irritating energy that does not destroy or injure but that puts objects in satisfying order, is not numerically identical with its original and natural estate. Yet it stands in genetic continuity with it. The emotion that was finally wrought out by Tennyson in the composition of "In Memoriam" was not identical with the emotion of grief that manifests itself in weeping and a downcast frame: the first is an act of expression, the second of discharge. Yet the continuity of the two emotions, the fact that the esthetic emotion is native emotion transformed through the objective material to which it has committed its development and consummation, is evident.

Samuel Johnson with the Philistine's sturdy preference for reproduction of the familiar, criticized Milton's "Lycidas" in the following way: "It is not to be considered as the effusion of real passion, for passion runs not after remote allusions and obscure opinions. Passion plucks not berries from the myrtle and ivy, nor calls upon Arethusa and Mincius, nor tells of rough satyrs and fauns with cloven heel. Where there is leisure for fiction there is little grief." Of course the underlying principle of Johnson's criticism would prevent the appearance of any work of art. It would, in strict logic, confine the "expression" of grief to weeping and tearing the hair. Thus, while the particular subject matter of Milton's poem would not be used today in an elegy, it, and any other work of art, is bound to deal with the remote in one of its aspects — namely, that remote from immediate effusion of emotion and from material that is worn out. Grief that has matured beyond the need of weeping and wailing for relief will resort to something of the sort that Johnson calls fiction — that is, imaginative material, although it be different matter from literature, classic and ancient myth. In all primitive peoples wailing soon assumes a ceremonial form that is "remote" from its native manifestation.

In other words, art is not nature, but is nature transformed by entering into new relationships where it evokes a new emotional response. Many actors remain outside the particular emotion they portray. This fact is known as Diderot's paradox since he first developed the theme. In fact, it is paradox only from the standpoint implied in the quotation from Samuel Johnson. More recent inquiries have shown, indeed, that there are two types of actors. There are those who report that they are at their best when they "lose" themselves emotionally in their roles. Yet this fact is no exception to the principle that has been stated. For, after all, it is a role, a "part" with which actors identify themselves. As a part, it is conceived and treated as part of a whole; if there is art in acting, the role is subordinated so as to occupy the position of a part in the whole. It is thereby qualified by esthetic form. Even those who feel most poignantly the emotions of the character represented do not lose consciousness that they are on a stage where there are other actors taking part; that they are before an audience, and that they must, therefore, cooperate with other players in creating a certain effect. These facts demand and signify a definite transformation of the primitive emotion. Portrayal of intoxication is a common device of the comic stage. But a man actually drunken would have to use art to conceal his condition if he is not to disgust his audience, or at least to excite a laughter that differs radically from that excited by intoxication when acted. The difference between the two types of actors is not a difference between expression of an emotion controlled by the relations of the situation into which it enters and a manifestation of raw emotion. It is a difference in methods of bringing about the desired effect, a difference doubtless connected with personal temperament.

Finally, what has been said locates, even if it does not solve, the vexed problem of the relation of esthetic or fine art to other modes of production also called art. The difference that exists in fact cannot be leveled, as we have already seen, by defining both in terms of technique and skill. But neither can it be erected into a barrier that is insuperable by referring the creation of fine art to an impulse that is unique, separated from impulsions which work in modes of expression not usually brought under the caption of fine art. Conduct can be sublime and manners gracious. If impulsion toward organization of material so as to present the latter in a form directly fulfilling in experience had no existence outside the arts of painting, poetry, music, and sculpture, it would not exist anywhere; there would be no fine art.

The problem of conferring esthetic quality upon all modes of production is a serious problem. But it is a human problem for human solution; not a problem incapable of solution because it is set by some unpassable gulf in human nature or in the nature of things. In an imperfect society — and no society will ever be perfect — fine art will be to some extent an escape from, or an adventitious decoration of, the main activities of living. But in a better-ordered society than that in which we live, an infinitely greater happiness than is now the case would attend all modes of production. We live in a world in which there is an immense amount of organization, but it is an external organization, not one of the ordering of a growing experience, one that involves, moreover, the whole of the live creature, toward a fulfilling conclusion. Works of art that are not remote from common life, that are widely enjoyed in a community, are signs of a unified collective life. But they are also marvelous aids in the creation of such a life. The remaking of the material of experience in the act of expression is not an isolated event confined to the artist and to a person here and there who happens to enjoy the work. In the degree in which art exercises its office, it is also a remaking of the experience of the community in the direction of greater order and unity.

*In his interesting "The Theory of Poetry," Mr. Lascelles Abercrombie wavers between two views of inspiration. One of them takes what seems to me the correct interpretation. In the poem, an inspiration "completely and exquisitely defines itself." At other times, he says the inspiration is the poem; "something self-contained and self-sufficient, a complete and entire whole." He says that "each inspiration is something which did not and could not originally exist as words." Doubtless such is the case; not even a trigonometric function exists merely as words. But if it is already self-sufficient and self-contained, why does it seek and find words as a medium of expression?

*Speculations, p. 266.



<<< Table of Contents >>>
Hosted by uCoz